ARTICLE
Auteur(s) : Antoine Messéan1,
Geoff Squire2, Joe Perry3, Frédérique
Angevin1, Manuel Gomez4, Peter
Townend5, Christophe Sausse6, Broder
Breckling7, Stephen Langrell4, Saso
Dzeroski8, Jeremy Sweet9
1Eco-Innov, INRA, BP1, 78850 Thiverval-Grignon,
France
2Scottish Crop Research Institute, Dundee DD2 5DA,
United Kingdom
3Oaklands barn, Lug’s Lane, Broome, Norfolk NR35 2HT,
United Kingdom
4European Commission/Joint Research Centre (JRC),
Institute for Prospective Technological Studies (IPTS), Edificio
Expo, 41092 Seville, Spain
5SIBLE, University of Sheffield, United Kingdom
6Centre Technique Interprofessionel des Oléagineux
Métropolitains (CETIOM), Centre de Grignon BP4, 78850
Thiverval-Grignon, France
7Department of General and Theoretical Ecology, Centre
for Environmental Research and Sustainable Technology (UFT),
University of Bremen, P. O. Box 330440, 28334 Bremen, Germany
8Jŏzef Stefan Institute, Department of Knowledge
Technologies, Jamova 39, SI-1000 Ljubljana, Slovenia
9The Green, Willingham, Cambridge CB24 5JA, United
Kingdom
Introduction
Genetically-modified (GM) plants are now widely cultivated
throughout North and South America, as well as to a lesser extent
in Asia. In Europe, only a few thousand hectares of Bt maize are
currently being grown, mostly in Spain. Over the last ten years,
European regulatory provisions reinforced the prior evaluation of
GM crops, set up rules concerning traceability and labeling, and
imposed post-marketing monitoring. In turn, the European Commission
established the principle of coexistence which refers to “the
ability of farmers to make a practical choice between conventional,
organic and GM-crop production, in compliance with the legal
obligations for labelling and/or purity standards” and laid down
guidelines defining the context of this coexistence2.
What needs to be accounted for if we are to introduce in a
sustainable manner GM crops throughout Europe so that coexistence
is feasible? The cross-disciplinary European SIGMEA Research
Project was set up to provide to decision-makers science-based
information about the appropriate coexistence and traceability
measures that would be needed.
To this end, SIGMEA brought together the principal teams and
thereby the principal programmes studying gene flow in a large
number of countries across Europe, representing a wide range of
agricultural systems including organic farming. In addition, seven
regional case studies were carried out for designing and assessing
scenarios for coexistence.
Within the last 5 years, SIGMEA has accomplished a full scope of
objectives. They range from the collection and the analysis of all
available European data on gene flow and the environmental impacts
of major GM crops as well as from the design of predictive gene
flow models at the landscape level, to the analysis of the
technical feasibility and economic pertinence of coexistence in the
principal farming regions of Europe. This has made it possible to
propose public and farm scale decision-making tools, as well as
guidelines regarding management and governance.
In this paper, we present the publishable version of the final
activity report of the FP6 SIGMEA research project, covering the
fourteen major issues under investigation. Only a limited number of
relevant scientific papers resulting from the project are mentioned
in this paper.
The largest collection in Europe of data on gene flow and
persistence has been organized
SIGMEA collated and synthesized experimental data on gene flow and
filled gaps in knowledge by designing and conducting further
evaluations, particularly at the landscape-scale or over several
years of cropping sequence. Maize and oilseed rape were the major
crops targeted for this study – other crops under consideration
were sugar beet, rice and wheat. Available information from past
and current field studies on cross-pollination, volunteers, ferals
and wild relatives were gathered from 22 SIGMEA partners through a
rigorous procedure which ensured quality control through electronic
submission of data sets using a standard template or “data-entry
format”, thorough checking and retrieval of any missing
information, internal review of each data set, and a formal
mechanism for completing and “signing off” data sets. The data were
made available to other users within SIGMEA through a secure web
server.
The synergies within the project led new research studies, using
harmonised protocols, on moderate- to long-distance gene flow,
plant demography and characterising volunteer, feral and wild
populations. Thanks to those studies that arose within the SIGMEA
project, the collated database was significantly enhanced. By the
end of the SIGMEA project, the database had over 100 data sets
(figure 1),
constituting more than 150 “experiment-years”. Around two thirds of
the data involve oilseed rape or close relatives. Information for
beet and maize comprised just less than one sixth each. A few
data sets were submitted on wheat and rice. Data on crops and
volunteers constitute around 35% each, wild relatives 16% and
ferals 6%. However, there is little data on ecological impacts – as
distinct from gene flow by seed and pollen. Formal submissions from
this field study involve Bt maize in Spain and herbicide tolerant
oilseed rape.
Due to the very high replication achieved by combining data from
different sites, the crop-specific conclusions in SIGMEA on
cross-pollination and seed persistence in maize and oilseed rape
are mostly of very high statistical significance and make it
possible to draw general conclusions about given topics. Most of
the data sets provide information on scale, climate, geography,
biology, as well as spatial and temporal factors associated with
pollen flow, cross-pollination and seed dynamics, in more detail
than appears in refereed publications. The data sets have been
extensively used to provide added value through meta-analysis, data
mining and the development and verification of gene flow models
designed within SIGMEA. Additionally, the database allowed an
assessment of three questions about transferability of information:
the consistency of measurements at different spatial (or temporal)
scales; the differences between agricultural regions in Europe with
various climates and soils; and the behaviour of different crop
species.
Since much of the research is still not in the public domain,
the data sets are presently accessible only within SIGMEA to
partners who submitted data, and to others with designated
access.
In summary, the SIGMEA database, together with already published
information, provided a sound basis to investigate maize, oilseed
rape and beet, and draw the conclusions as summarised below.
Enhanced understanding of gene flow informs practical
strategies for coexistence in maize, oilseed rape and sugar
beet
Similar biological mechanisms govern the life histories of all crop
plants. They produce structures that survive over time and disperse
over space and by these means have the potential to transfer genes
from one crop to another. Seed-borne genetic impurities can arise
by several routes: from plants already present in the field as
volunteers (weeds of the same species as the crop) and wild
relatives; by seed brought to the field in the sown seed or on farm
machinery; and by seed dispersed from feral plants or wild
relatives growing around the the field. Volunteers or wild
relatives growing in the same field can contribute their own seed
to the harvest. Pollen-borne genetic impurities can arrive from
another crop and from volunteers, ferals and wild relatives. The
seed-borne genetic impurities can arise at any time of the year and
from crops grown in the past, while pollen transmission occurs
during the relatively short period that both receptor and donor
plants are in flower.
Maize
Experiments relevant to coexistence of maize in Europe were almost
exclusively on cross-pollination between crops, since admixture
through seeds and pollen from volunteers was thought to be low and
relevant only in warmer regions. Maize has no wild relatives and
few feral plants are found in Europe. However maize landraces are
maintained in some regions, so special consideration was given to
the cumulative outcrossing which may occur between modern varieties
and landraces.
Cross-pollination has been examined in great detail in several
European countries, either using GM crops as a donor or using
markers such as yellow and white grain colour. The database allows
comparisons across scales, from small plots to full sized
commercial fields, and in several contrasting climates in Germany,
Spain, Switzerland and the UK. The studies are consistent and
indicate a steep decline in cross-pollination over three orders of
magnitude (a 1000-fold) with distances to 100 m from the
source of pollen, and an effect on percentage pollination of wind
direction and related meterological factors. Cross-pollination
declined with distance in a similar manner in both experimental
plots and full-sized fields. At 100 m from the donor,
cross-pollination was below 0.1% in most circumstances. Where donor
and receptor fields were well dispersed in a landscape, and at a
generally low overall density, the average cross-pollination was
typically 0.01% between 100 m and several kilometers. Where
donor and receptor fields were grown close together in similar
proportions (as in Spain, a region where commercial crops are grown
without coexistence measures [1]), cross-pollination rates above
0.9% were sometimes found in situations where non-GM fields were
completely surrounded by GM fields and both types flowered at the
same time.
In summary, the potential for adventitious presence of GM
material in non-GM maize production is:
- – moderate for cross-pollination between fields, and can
be managed through separation, discards or buffers where crops are
in close proximity;
- – low through volunteers, and this is mainly in southern
Europe;
- – low for introgression to landraces from modern crop
varieties [2];
- – zero through wild relatives as none exist in
Europe.
Over most of Europe, therefore, the biology, environment and
agronomy of maize have been well characterised, so that coexistence
(defined as complying with the official threshold) for hybrid
varieties should be achievable through the use of high purity seed,
the management of cross-pollination by using varieties that flower
at different times and/or spatially separating fields, or the
installation of buffer zones or the practice of discarding where
fields are in close proximity. However, a zero level of
adventitious presence cannot be achieved or measured in practice.
Volunteer maize still needs to be investigated thoroughly in
climates where it occurs.
Oilseed rape
Genetic impurities in oilseed rape can arise from a wider range of
sources than in maize. Pollen is dispersed by wind, hive bees,
bumble bees and a variety of other insects. Transfer by seed
following seed drop at harvest can be very high, as large seedbanks
can form which survive for several years producing volunteers in
subsequent crops. Also seed is transported on farm machinery, from
which the small seeds are difficult to remove under normal
agricultural conditions. Feral plants are widespread along waysides
and margins, while wild relatives, notably Brassica rapa (the wild
turnip), occur locally and cross-pollination with crops, volunteers
and ferals occurs.
In total, results from over 50 field-experiments on oilseed rape
from the Czech Republic, Denmark, France, Germany, Poland and the
UK were re-examined in SIGMEA. Results on cross-pollination
differed according to experimental designs, regions, cultivars and
climates, but a dispersal function with a “fat” tail (power-law)
appears to be the most appropriate currently available to predict
pollen movement at any scale. Over distances of tens of metres,
cross-pollination showed a similar decline to that in maize, and
was typically less than 0.1% at 100 m from the edge of the
donor [3]; but crossing between commercial fields was sometimes as
high as 0.1% even at distances between 100 m and 1000 m.
The contribution of volunteers to admixture of harvested seed may
range from < 0.01% to more than 10% for the same crop variety in
different management, soil and climatic conditions. A range of
agronomic practices can be deployed to limit transfer through seed
banks such as delaying soil cultivation after harvest to allow
germination and destruction of seedlings, increasing the interval
between crops and stale-seedbed techniques. Comparison of feral
oilseed rape in more than 20 growing seasons across 5 study areas
enabled the definitive statement that, though widespread and
sometimes persisting in the same place over several years, ferals
are a negligible fraction of the total flowering oilseed rape in a
region and contribute little to admixture in crops. The abundance
of wild relatives differs between regions, and while their progeny
may be fertile and as ecologically fit as the parents, they do not
constitute a major route for transmission of traits between to
crops.
In summary, the potential for adventitious presence of GM
material in non-GM oilseed rape production is:
- – moderate for cross-pollination between fields, which
can be managed through spatial separation and use of buffer or
discard zones where crops are in close proximity;
- – high through seedbanks resulting in volunteer
populations that admix with and pollinate non-GM crops – volunteers
are ubiquitous, mobile and commonly in high abundance and are of
maximum importance to coexistence over time (when non-GM OSR is to
be grown after a GM OSR in the same field);
- – moderate through wild relatives in those localised
areas of Europe where they occur in high abundance in the fields
(e.g., B. rapa in Denmark);
- – low through ferals (with some local exceptions)
because of their low overall density compared to crops and
volunteers in the landscape.
Problems of coexistence during the first few years of
commercialisation can be reduced by management of cross-pollination
through separation and seed purity. However uncertainties remain
over whether the cumulative movement and amplification of
volunteers can be managed so as to achieve coexistence in of GM and
non-GM oilseed rape in the longer term.
Beet
Crop varieties, in-field volunteers, ferals and wild types of beet
are all sexually compatible variants of the species, Beta vulgaris,
and together comprise the Beta complex. Crop beet plants are
biennial, producing root bulk in the first season (after which they
are usually harvested) and flowers in the second. By contrast most
wild and weed beet forms are annual, producing flowers in the year
they germinate. Flowers produce small wind-borne pollen that can
disperse over large distances. The main source of genetic impurity
in commercial crops arises from seed produced in localised areas of
Italy and France in fields consisting of male fertile pollinators
and male sterile seed mother plants. The male sterile mother plants
can also receive pollen from volunteers, ferals and wild sea beet
in the surrounding countryside and from other seed production
fields in the area. The wild and weedy forms introduce annual genes
into the seed crop, which give rise to annual plants that flower in
the first year of the crop but produce little or no root and sugar
yield. If allowed to set seed, these annual weedy beets give rise
to seedbanks lasting many years, from which annual volunteers
(bolters) will flower.
Annual traits, whether GM or otherwise, have the potential to
spread in commercial production areas, but as indicated above,
annual plants rarely give rise to tubers and so contribute little
to adventitious presence in sugar beet. Their main importance is as
weed. If herbicide tolerant (HT) beets are grown, HT weed beets
will arise and pollinate non-GM weed beets and in this way
introduce HT genes into non-GM fields. Since this does not
translate in adventitious presence of GM in the final crop (roots),
and therefore is not a coexistence issue sensu stricto, it could
create weed management problems. For example, if the HT trait
conferred tolerance to glyphosate, this same herbicide would become
less effective for weed beet control in the non-GM beet crops.
SIGMEA drew together current and recent research on the Beta
complex. Compared to maize and oilseed rape, there is little data
on the form of the decline in cross-pollination with distance,
though in the studies examined pollen was found to move over at
least several hundred metres. The work on beet in SIGMEA
concentrated on weed and wild beet. Unlike in the other two species
examined, the wild form, sea beet, is an important genetic resource
within the Beta complex, and is used as a source of genetic traits
by plant breeders. Genetic assessment of plants growing along both
the Baltic and Adriatic coasts, confirmed populations remain highly
diverse and distinct from crop varieties. Nevertheless, areas were
identified where the crop, volunteer, feral and wild beets exist in
proximity and exchange genetic material through movement of seed
and pollen. It is considered essential to preserve the diversity of
sea beet for any long term, plant breeding strategy, and for
conservation and study in its own right.
In summary, the potential for adventitious presence of GM
material in non-GM sugar beet production is:
- – low through cross-pollination between sugar beet crops
since the harvest is vegetative;
- – low through volunteer (weed beet) populations which
arise from impurities in sown seed, since best management should
minimise any harvest contamination with roots of these weed
beets;
- – low though cross-pollination from feral plants and
wild beet for the reasons given for volunteers.
The main source of adventitious presence is therefore through
the seed sown to grow crops of sugar beet. Coexistence should still
be achievable by best management of seed production crops, and by
strategic siting and separation of seed production fields.
Specifically, GM seed production crops need to be sufficiently
separated from non-GM crops and from wild and weedy beet (which in
time would contain GM individuals) both to keep the non-GM seed
pure and to reduce the spread of transgenes into wild, weedy and
feral populations. Separate areas or regions for GM and non-GM seed
production may be required.
Wheat and rice
The knowledge-base for wheat and rice in Europe is much less than
for the other crops, but tentative conclusions are that the
potential for adventitious presence should be:
- – low through cross-pollination between crops;
- – probably low in rice (to moderate in wheat) through
volunteers, but their contribution needs to be clarified under
European conditions;
- – low in wheat through wild relatives, and low to
moderate in rice through the red rice weed, in those areas where it
occurs, provided agricultural practices to control this weed are
applied.
Further research is needed on cross-pollination and the life
cycle of these species and their wild relatives in Europe.
General
In summary, the general conclusion drawn from gene flow studies of
maize, oilseed rape and beet is that adventitious presence due to
cross-pollination alone can generally be managed through separation
distance and related measures to comply with the official EU
regulation. However it should be recognised that a zero level of
adventious presence cannot be achieved or measured in practice.
Oilseed rape (OSR) was identified by SIGMEA as having major
problems in the management of coexistence. The problems arise
principally because OSR seeds survive for several years in soil and
give rise to volunteers that are competitive and difficult to
eliminate,. Thus gene movement and persistence in seeds and
volunteers is difficult to manage agronomically. Coexistence issues
arising from maize volunteers are manageable using good
agricultural practice. The problems associated with weed beet are
mostly related to seed production which therefore needs careful
management on a regional scale.
There remains uncertainty on the relevance to coexistence of
transgenes that might confer differential fitness, for example by
being associated with reduced pollen production or resistant to
common herbicides. Further measurements at previous GM release
sites are needed to assess the persistence and genetic structure of
relevant populations (e.g. volunteers, wild relatives). State of
the art modelling tools (individual based, spatially explicit,
incorporating introgression of multiple events) have been developed
to simulate the population dynamics around complex transgenic
events, and could be adapted as aids to monitoring following
commercialisation.
A synthesis of available data on environmental impacts of Bt
maize and HT oilseed rape within European cropping systems has been
produced
SIGMEA reviewed the (a) impacts of gene flow and introgression on
within-and-between-species plant diversity and (b) the wider
ecological implications of growing Bt maize and HT oilseed rape. It
linked several important “impact” studies, notably those in Spain
on Bt maize3 and in the UK on HT beet, maize and oilseed
rape4, and was closely associated with the EU ECOGEN
project on Bt maize5.
The approaches to studying environmental impacts in SIGMEA were
based on the key elements described in the US Environmental
Protection Agency Guidelines of 1998 and the European Food Safety
Authority Guidance Document of 2006. The “exposure” and the
“effect” were considered for a range of ecological indicators of
the in-field soil and food web, including soil biophysical status,
soil micro- and meso-fauna, plant species, functional groups and
assemblages (as affected by introgression and field management,
e.g. herbicide), plant-feeding invertebrates and other invertebrate
functional or trophic groups. There was little evidence available
to SIGMEA (and little evidence generally) of wider effects on, for
example, biogeochemical cycles and the quality of water or air. The
conclusions reached by SIGMEA for the main crops studied are as
follows:
- – Maize (Bt varieties, targeted at corn borers). There
appears to be no reason on grounds of biosafety not to increase the
scale of growing. The most consistent finding is that Bt maize in
field trials and crop production in Europe to date had no
systematic or reproducible effects on any of the invertebrates or
soil organisms studied over a time period of several years. In
contrast, over similar time periods, other agronomic factors did
have large and measurable effects on the same organisms.
Appropriate monitoring should be in place, especially for
resistance development in corn borers, and potential effects on
certain sensitive non-target biotic groups should be considered in
greater depth.
- – Oilseed rape (HT varieties, tolerant to glufosinate
ammonium or glyphosate). The ranking of HT oilseed rape against the
comparator, usually the conventional crop and agronomy, varied with
the local context. Negative effects occurred where a) the
herbicides used in HT cropping caused a systematic depletion of the
weed flora and dependent invertebrates resulting in reductions in
biodiversity within fields, and b) the presence of HT volunteers
limited future options for use of herbicides and the growing of
certain crops such as beans in which volunteers are difficult to
control. Positive effects may occur due to the herbicides used with
HT cropping being less toxic to non-weed organisms than most other
herbicides and crop protection chemicals. Nevertheless, the
ecological effects of HT crops compared to non-HT in the same
production system are generally smaller than those due to
differences between crop species, season of sowing or agronomic
practices.
- – Beet. The various types of beet – crop, weed, feral,
wild – are in genetic contact through seed and pollen. Wild beet
needs proactive conservation, since it is a biologically
interesting plant form of restricted habitat, a source of genes for
future beet breeding and a source of annual impurities in crop
beets. HT beet cultivation could also deplete biodiversity within
fields for the same reasons as discussed for HT oilseed rape.
In summary, statistically significant effects of GMHT cropping
on ecological processes or organisms have been obtained in the
field, but most effects are smaller than or at most comparable to
those due to general agronomic operations. There is an increasing
consensus that future assessment of GM crops considers both
negative and positive impacts of GM cropping in a more holistic way
than previously. Most important, standards and criteria for
environmentally resilient cropping systems are needed against which
GM cropping and its non-GM comparator can be assessed. Setting such
environmental standards is now an absolute priority.
A landscape generator simulating agricultural landscapes has
been designed and is available on-line
SIGMEA designed LandSFACTS, a user-friendly windows-based software
to simulate crop allocation to fields by integrating typical crop
rotations and crop spatio-temporal arrangements within agricultural
landscapes. LandSFACTS reproduces the farmers’ decision-making
process for crop succession and location (rotational and spatial
rules). Rules on rotational (equivalent to temporal), spatial and
spatio-temporal patterns of crops in agricultural landscapes were
determined by analysing existing data from SIGMEA case study areas,
by analysing the questionnaires to farmers on the decision process
for growing specific crops on specific fields and their links to
agronomical and economical rules, and by analysing results of
discussions with farmers’ advisers [4]. Specific modelling
algorithms for simulating crop allocation to fields in a realistic
and reliable way were created [5].
The general structure of LandSFACTS, its interfaces with
Geographical Information Systems (GIS) and the generic gene flow
platform LandFlow-Gene as well as its user interface were set up
through a close liaison with modellers and case studies to ensure
its usefulness and quality.
The final version of LandSFACTS was released in June 2007 as
open-source software under the GNU Public Licence and is publicly
available at http://www.rothamsted.bbsrc.ac.uk/pie/LandSFACTS/.
In summary, LandSFACTS generates an agronomic arena that can act
as the input for other research tools, especially models, and for
informing various issues related to to spatial agricultural
processes. Indeed, agricultural models often need to operate at
large spatial scales, such as landscapes or regions over many
years. LandSFACTS facilitates the setting up of realistic scenarios
at such scales.
An operational, practical and dynamic generic gene flow
modelling platform LandFlow-Gene is available for research
purposes
A generic gene flow platform has been designed and validated for
research purposes. LandFlow-Gene is operational for maize and
oilseed rape through the use of two previously existing models:
MAPOD® (Maize) and GeneSys (Oilseed Rape). These models
have been further validated within SIGMEA and have benefited from
the largest available data sets collated in Europe in an improved
capacity to assess and predict levels of gene flow between crops
[6, 9].
Interfaces with GIS-data sets and the Landscape Generator
LandSFACTS are available (figure 2).
LandFlow-Gene thus provides tools to run spatial and temporal
simulations of pollen and seed dispersal for rapeseed and maize
crops. Given an agricultural landscape, a climate, cropping systems
and crop management practices, LandFlow-Gene predicts the
adventitious presence of GM in non-GM fields under various
scenarios of GM adoption. Figure 3 presents an output
of LandFlow-Gene for maize.
LandFlow-gene was used to analyze the regional case studies of
SIGMEA and to support the cost analysis.
The following softwares were developed by
SIGMEA6:
- – Landflow-gene: complete generic platform software for
rapeseed and maize.
- – Landflow-gene-GeneSys: generic platform for
rapeseed;
- – Landflow-gene-MAPOD: generic platform for maize;
- – Landflow-gene-Viewer: viewer for Landflow-gene
outputs;
- – Shpconv: converter of shapefile (file coming from GIS)
into matricial or vectorial format.
In summary, SIGMEA has developed a generic platform to model
gene flow at the scale of agricultural landscapes – LandFlow-Gene.
For any agricultural plot described using a geographical
information system, this platform can test different scenarios of
GM introduction, take account of the effects of practices and the
climate, and deliver a diagnosis as to the gene flow. The current
version is now operational for maize and rapeseed, and could easily
be extended to include other species. In addition, the platform
could be adapted to take account of other biological flows, such as
spore dispersal. SIGMEA thus makes it possible to answer questions
such as “what will happen, in terms of gene dispersal, if a
particular GM organism is introduced into a particular European
region?” and “how can crops be organised so as to maintain the
adventitious presence of GMOs in conventional crops within the
legal thresholds?”
The feasibility of coexistence and its costs have been analyzed
in various European agricultural situations and scenarios for
managing coexistence are proposed
European agriculture is diverse and landscapes, climate, cropping
systems and crop management practices differ across Europe.
Managing coexistence in practice has been studied at the regional
level by assessing the impact of growing GM crops on gene flow
under various scenarios. Regional case studies were conducted at
three embedded scales: whole regions, small agricultural regions
corresponding to homogeneous farming systems, and small landscapes
of a few km2 according to the requirements of the
simulation tools.
The approach implemented four steps:
- – firstly, the case studies were described according to
all the main variables influencing coexistence;
- – Secondly, the impact of structural variables (mainly
landscapes and cropping systems) was assessed without any
coexistence management measures (using the LandFlow-Gene
platform);
- – Thirdly, identification and management of critical
points were discussed according to the opinions of the main
stakeholders and considering their views on constraints and
leeways. For this purpose, new data were collated from: 1) surveys
carried out with individual farmers, 2) working groups of farmers,
collecting firms and advisers, and 3) the use of simplified gene
flow model based on LandFlow-Gene simulations to test the
efficiency of certain strategies;
- – Finally, the fourth step set up scenarios based on
role-playing games allowing stakeholders to discuss realistic
management situations. Simulations were used during the games to
predict the consequences of different management strategies.
Seven case studies were chosen, but the whole methodology was
implemented only for two of them (table
1). The work carried out in Aragon, Aquitaine and Fife
aimed at comparing the effect of structural variables on gene flow
and the management of critical points between case studies.
Simulations were carried out in Switzerland and Schleswig Holstein
to illustrate specific problems or phenomena such as the management
of boundaries (Switzerland/France) or dilution effects
(Schleswig-Holstein). Although Beauce and Alsace were the main
studies, generic conclusions were drawn for other regions as
well.
The work carried out suggested a framework to identify and
organize the main factors that could determine the implementation
of coexistence in specific contexts.
These factors fall into three categories:
- – Structural variables describing the characteristics of
the agroecosystem (cropping systems, landscapes, meteorology, crop
management) having an influence on gene flow.
- – Organizational variables concerning farmers and grain
collecting firms, explaining how they adapt their management
according to certain constraints and rooms for manoeuvre. We
identified two types of adaptation. Firstly, each actor mobilizes
its own resources to various degrees, from technical choices in the
short term, to more strategic in the long term: a farmer, for
example, may adapt agricultural practices, change his rotations, or
decide new investments, while a collecting firm may amend the
planning of the grain collection or decide to invest in new storage
capacity. Secondly, coordination is crucial, whether between
farmers, collecting firms or between farmers and collecting firms.
Here arises the question of practical feasibility of collecting and
sharing information in a region.
- – Characteristics of the introduction of GMOs.
Coexistence implementation also depends on market conditions
(relative prices of GM and non-GM products on the marketplace), on
considered thresholds (which can differ from what is required by
regulation, e.g., specific market requirements) and on traits (some
traits – e.g., Bt traits which require refugia areas – may
facilitate or constrain certain types of coexistence
measures).
For given characteristics of GM introduction (crop density,
marketshare of GM, threshold), we have highlighted the variability
of structural and organizational factors, between regions and
within each of them. Maize case studies, for example, have shown
that the comparative sensitivity to gene flow was higher inside one
region than between two remote European regions (e.g., Alsace and
Aragon). In fact, landscape patterns (sizes and shapes of fields)
may differ more within one region than between regions and this
greatly affects coexistence features.
Based on the simulation results obtained in regional case
studies, we have identified four major types of situations, the
so-called pre-scenarios7, that local stakeholders may
have to deal with :
- – segregation at the silo level is feasible without any
specific measures at the field level;
- – curative measures at harvest (selection of non-GM
fields or parts of fields) allows meeting market requirements in
terms of targeted thresholds;
- – preventive measures at the crop level (e.g., sowing
dates) or at the system level (crop rotation, spatial arrangement
of crops) allows meeting market requirements;
- – coexistence is not possible because whatever the
agronomic measures undertaken at the crop or system level, the
targeted threshold cannot be met or requires non-realistic
measures.
For a given threshold and a given rate of introduction of GMOs
in the landscape, limits between the pre-scenarios are defined by
the sensitivity of the landscape to gene flow, as well as the
capacity of actors to put them to work. Oilseed rape (OSR) is a
particular problem because of the dynamics of volunteers in the
cropping system. If farmers wished to return to conventional
varieties after GM cultivation, the fields should be managed
differently from those which have never been grown with GM OSR. For
these fields, a thorough control of volunteers will be required in
order to meet thresholds. Even if GM and non-GM OSR fields are
spatially segregated (i.e., if non-GM varieties are never grown in
fields previously cultivated with GM varieties), proper management
is required to reduce both spatial and temporal gene flow due to
volunteers.
Role-playing games carried out in Alsace and Beauce made it
feasible to test the relevance of pre-scenarios under realistic
management situations. They demonstrated how players (farmers,
collectors) would combine different management strategies in a more
or less coordinated way, and how these strategies may evolve over
time. It thus appears that risk assessment determines actions, such
as the selection of “complying” or “non complying” quality harvests
by the collecting firms according to their presumed GMO content and
the targeted threshold firms are considering.
Risk assessment and management are not static and evolve
according to feedback from experience. We observed that the
effectiveness of measures undertaken at the field level was ensured
only if the rules (i.e., agreement on the way to assess risks and
on the measures to be implemented) were shared between the
collecting firms and farmers. In addition, the role-playing games
demonstrated that collating and sharing information at the
territory level is essential to facilitate coexistence. This raises
practical implementation problems that are not currently
solved.
Three main processes determine how pre-scenarios may be embedded
into global management scenarios:
- – the system and rules for collating and sharing
information at the territory level;
- – the framework and procedures describing coordination
between actors;
- – learning processes (both individual and
collective).
Based on these findings, contrasting global scenarios may be
defined by considering different regulation approaches:
- – A “bottom-up” approach, which freely allows the
private actors (collector, farmers) to choose the best way to
achieve the objectives of coexistence and to meet regulatory or
market-based threshold requirements;
- – A “top-down” approach, based on the strong
intervention of public authorities with the implementation of
compulsory uniform measures (e.g., isolation distances);
- – A “third way” approach, which provides a focused
response of authorities to lift some constraints on information and
coordination. between private actors, and allow some flexibility in
the measures.
Each approach has advantages and disadvantages: the “bottom-up”
approach allows more flexible measures than the “top-down” one,
leading to subsequent lower costs. Moreover, it may help in dealing
with management problems out of the scope of the GM regulations,
such as specific requirements for “Identity Preserved” (IP) market.
However, it may not prevent distrust from the general public and
does not solve all the liability issues. The “third way” takes
advantage of both local knowledge from individual stakeholders and
the ability of public authorities to collect and share information
at a large scale, in order to cope with practical problems raised
by the implementation of coexistence measures.
Table 1 Regional case studies. ’X’ indicates the
actions undertaken for each case study.
|
Case study
|
Crop
|
Description of regional contexts and crop management
practices
|
Assessment of coexistence under current practices
|
Management of critical points (effect of additional
measures)
|
Elaboration of scenarios
|
|
Alsace (France)
|
Maize
|
X
|
X
|
X
|
X
|
|
French-Swiss border
|
Maize
|
|
X
|
|
|
|
Aragon (Spain)
|
Maize
|
X
|
X
|
|
|
|
Aquitaine (France)
|
Maize
|
X
|
X
|
|
|
|
Beauce (France)
|
OSR
|
X
|
X
|
X
|
X
|
|
Fife (Scotland)
|
OSR
|
X
|
X
|
|
|
|
Schleswig Holstein (Germany)
|
OSR
|
|
X
|
|
|
Costs of coexistence highly depend on the framework for
implementing coexistence measures and uniform measures are not
optimal
The economic perspective of coexistence of GM and non-GM crops with
specific applicability to oilseed rape (OSR) and maize in different
regions of the EU was investigated by SIGMEA. Three levels of
coexistence costs were considered:
- – Costs of compliance to the coexistence measures
developed to prevent adventitious presence of GM material as a
result of cross-pollination;
- – Testing for adventitious presence in non-GM crops
(hereafter called monitoring costs);
- – Costs due to failure of the system (losses due to
contamination of conventional crops).
Coexistence costs had already been investigated in former
coexistence studies8. In addition to standard
coexistence measures such as isolation distances, we also
considered flexible coexistence measures which allow GM and non-GM
crops to be grown in adjacent fields as long as farmers coordinate
their activities by:
- – implementing a non-GM buffer zone (BZ) within GM
fields, large enough to prevent cross-pollination to reach the
official thresholds in neighboring fields cultivated with the same
crop;
- – discarding a non-GM strip (discard zone – DZ) within
non-GM fields (again large enough to ensure the remaining parts of
non-GM fields comply with thresholds). The crop from the discard
strip could be delivered as a GM product by either party involved;
the non-GM farmer gets a compensation for the income forgone,
either from the GM farmer or from an insurance.
Various sizes of buffer and discard zones have been considered
(from 10 to 100 m9). These scenarios require a good
coordination between farmers and they were compared to compulsory
isolation distances between fields (various distances have also
been considered for this measure).
We assumed that farmers growing GM varieties could benefit from
GM technology by saving costs (e.g., herbicides or insecticides) or
by higher yields (Bt traits). Different percentages of such
benefits were considered. Non-GM farmers could receive a premium in
an Identity-Preserved (IP) market and they might want to undertake
additional measures to meet such IP requirements, as long as the
price premium covers these costs.
The coexistence costs were addressed in the same regional case
studies as those considered for assessing the technical feasibility
of coexistence:
- – coexistence costs for oilseed rape were examined in
the Beauce region (France) and in the Fife region (Scotland);
- – coexistence costs for maize were discussed in the
Aragon region (Spain) and in Alsace (France);
- – the potential costs of transboundary coexistence
between France and Switzerland were analysed.
For calculating the coexistence costs, spatial simulation models
taking into account the economic incentives for coexistence were
used. Using a Geographical Information System (GIS) data set and
Arcview® software, a set of simulations of realistic
coexistence scenarios were carried out in order to assess the costs
of coexistence in the different regions. We assumed that each GM
and non-GM field was managed independently but that farmers agreed
that buffer zones or discard zones were cultivated with non-GM
varieties of the same crop species. It was also assumed that other
sources of adventitious presence were controlled (e.g., no GM
presence in non-GM seeds, or no volunteers in non-GM
crops)10.
Generally speaking, results obtained in different regions
demonstrated that coexistence costs depend on the agricultural
context (landscapes, cropping systems, climate, practices), the
share of GM crop (maize or oilseed rape) in the Agricultural Used
Area (AUA) and the willingness of GM and non-GM farmers to
cooperate.
Uniform non-flexible coexistence rules, such as standardized
large isolation distance requirements between GM and non-GM crops,
while providing a margin factor for adventitious presence of GM in
non-GM production, might impose a severe burden on GM crop
production in the European regions investigated in this study.
Indeed, cross-pollination highly depends on structural factors like
field patterns, agronomic practices and climatic conditions and, in
most cases, small isolation distances would be sufficient to meet
the official threshold of 0.9%. Large uniform isolation distances,
as implemented by most European countries, are not flexible and,
therefore, not proportional to the actual risk of adventitious
presence.
In addition, large and/or fixed isolation distance requirements
may lead to a domino-effect11 so that farmers would have
few, if any, fields complying with these isolation distances and
would be unable to cultivate GM crops. This domino-effect can also
occur with smaller fixed isolation distances in areas with lots of
small fields and a high density of cropping with the same crops.
This effect is particularly important at low levels of GM adoption
as the probability of a GM field of having a non-GM field nearby is
higher even though the overall cross-pollination potential is
lower. Conversely, the domino-effect would be less of a problem for
higher adoption rates of GM crops. The domino-effect exacerbates
the non-proportionality of wide isolation distances by reducing GM
crop planting options in the landscape and raising opportunity
costs for GM crop adopters [8].
Flexible measures based on buffer zones or discard zones may
require compensation of loss of income by non-GM farmers, whenever
and wherever it occurs, but lead to lower overall coexistence costs
and are proportional to the incentives for coexistence and,
consequently, less counterproductive for European agriculture.
However, they require a high level of coordination between farmers
and hence assume that farmers will cooperate and accept additional
transaction costs and financial risks. Under these conditions,
flexible measures lead to a natural minimization of coexistence
costs as farmers will negotiate the measures that reduce overall
costs and reflect their incentives for coexistence in the
long-run.
GM seed price premium had no significant effect on costs of
coexistence, as non-GM seed price might also increase, while
coexistence costs increased with the Identity Preservation (IP)
price premium, due to factors such as greater demand for non-GM
crops. The benefits of GM crop adoption are generally higher than
the costs of coexistence (transaction costs not considered). It was
concluded that GM crop adoption is not an issue of costs of
compliance to coexistence measures but rather one of the incentives
for adopting or rejecting the technology. From the economic point
of view, coexistence is only a subject of concern when there is
significant preference for non-GM crops with respect to to GM
crops.
As far as flexible coexistence are considered (buffer or discard
zones), the average per-hectare coexistence management costs,
although variable, were relatively independent from the GM adoption
rate in moderately dense areas such as Aragon (maize) or Scotland
(oilseed rape). There are, however, large differences regarding the
monitoring costs which are related to GM crop adoption rates: the
higher the GM adoption rate, the lower the additional per-ha costs
of coexistence12.
In Alsace, SIGMEA was able to test the impact of the
agricultural structure on coexistence costs by comparing a region
with small farms and small field sizes with a region with
medium-sized farms and larger field sizes. The coexistence costs
are higher in those regions with a smaller scale of agricultural
structures (fields, farms). This is due to higher transaction costs
on the one hand and a higher share of monitoring costs and discard
zone areas on the non-GM maize area on the other hand. The latter
leads to higher compensation costs for loss of income by the non-GM
farmers.
The perceived effectiveness of the implemented coexistence
measures, the non-GM farmer’s willingness to take the risk of
non-compliance with IP market conditions and the non-GM farmer’s
trust in liability or insurance procedures in the case of system
failure are critical for the evaluation of the coexistence costs
for non-GM farmers producing for the IP market. Monitoring can be a
significant cost for non-GM farmers so that, in some situations,
overall coexistence costs of non-GM farmers can be decreased by
increasing discard zone sizes as this can result in lower
monitoring requirements and costs. However, in some cases, the
respective discard zone area required exceeds up to 99% of the
envisaged non-GM maize area. As a consequence of these large
discard zone areas, IP maize production in those cases is
impossible.
Flexible coexistence regimes without discard zones would lift
spatial constraints but is likely to increase the number of
downgraded non-GM maize lots (fields not complying with the
official threshold or any other IP requirements). Such regimes may
be economically viable if the assumed insurance fee (e.g., 14 €/ha
used in our work) could cover the compensation of non-GM farmers
for downgraded IP maize produce. This is more likely to occur for
small adoption rates. Nevertheless, such flexible coexistence
regimes would not work at all in situations where GM-free
production is required. As a consequence, downstream supply chain
actors who demand pure GM-free IP produce might not be willing to
accept deliveries from non-GM farmers in regions with flexible
coexistence regimes. Thus, even though GM farmers would be able to
compensate potential income forgone of the IP maize farmers with
the insurance, those non-GM farmers might be excluded from IP maize
market channels. Coexistence in this case would thus be impossible
due to market exclusion of the non-GM farmers.
Finally, we addressed transboundary issues by analyzing the
situation of maize farmers cultivating land along the border
between France and Switzerland and considering that GM varieties
were sown in France while GM cultivation was not permitted in
Switzerland due to a five year moratorium. Swiss fields cultivated
along the borders would be affected by cross-pollination with GM
maize grown in the neighbouring country. In this case, low
thresholds could not be met without implementing a strategy for
coexistence in the non-GM growing country which may lead to legal
issues. Growing non-GM maize in the border region would require
exchange of information (location of GM crops, coexistence
strategies, liability and thresholds) and additional measures to
avoid admixture of GM and non-GM crops.
In summary, these SIGMEA studies demonstrate that the economics
and appropriateness of different measures are mainly determined by
the spatial and temporal patterns of fields and crops. This
indicates that coexistence management measures should be as
flexible as possible and based on local information on field
characteristics whereas regional and national governance provides
only general guidelines and rules.
SIGMEA has produced the first large-scale empirically based
estimation of the economic impact of a GM crop for EU farmers
Currently the only GM crop authorised for commercial cultivation in
the EU is Bt maize, resistant to certain stem borer pests. Spain
has the largest surface of Bt maize in the EU and over 9 years of
commercial experience in cultivation. The Spanish case presented an
opportunity to study ex-post the agronomic and economic performance
of a GM crop in the EU. Analyses of GM crop impacts on farm
economics are usually based on surveys of farmers cultivating GM
crops under commercial conditions. A face-to-face survey was
conducted among Spanish commercial maize farmers with the aim both
of obtaining data on the agronomic and economic performance of Bt
maize during three growing seasons (2002-2004) and of comparing the
socioeconomic profile of farmers who adopted Bt maize versus those
who did not [9]. The survey was conducted in the three leading Bt
maize-growing regions (Aragon, Catalonia and Castilla-La Mancha),
which accounted for ~ 90% of the Bt corn-growing area in Spain
in 2006. A province was selected within each region based on
the importance of maize cultivation and the presence of farmers
growing Bt maize (the provinces of Zaragoza in Aragon, Albacete in
Castilla-La Mancha and Lleida in Catalonia).
Survey results found that Bt maize, like other pest-control
technologies, produced variable impacts on maize yields in
different provinces, ranging from neutral to 11.8% yield increase.
The regional variability depends mainly on local variations of pest
pressure and damage. Yield gains for growers of Bt maize were
translated into revenue increase since no differences were found in
the price paid to farmers for Bt or conventional maize. Regarding
production costs, Bt maize growers paid more for the seeds than
conventional growers, but had reduced insecticide use and costs. On
average, growers of conventional maize applied 0.86 insecticide
treatments/year to control borers and other insects, versus 0.32
treatments/year applied by Bt maize growers. All things considered,
the impact of Bt maize adoption on gross margin obtained by farmers
in different provinces ranged from neutral to € 122/ha per year. In
the survey, the reason most quoted by farmers for adopting Bt maize
was “lowering the risk of maize borer damage” followed by
“obtaining higher yields”.
Finally, the survey compared the socio-economic profiles of
farmers adopting or not Bt maize varieties. No differences were
found for the two groups of farmers for variables such as land
ownership, farm size, experience as maize grower, education or
training. The conclusion is that the differences in yields and
gross margin should therefore be attributable to the adoption of Bt
maize varieties [9].
SIGMEA has also produced the largest survey to estimate ex ante
the potential adoption by farmers of three GM crops not yet
authorized in the EU but widely grown elsewhere: Herbicide Tolerant
(HT) oilseed rape, HT maize and Bt/HT maize (combining herbicide
tolerance and insect resistance). It has also looked at the impact
of proposed coexistence measures on the willingness of farmers to
adopt GM crops. A face-to-face survey of 1214 European farmers
with a questionnaire specifically designed for this study was the
main source of data. Germany, France, Spain, Hungary, United
Kingdom and Czech Republic were chosen as countries to be studied.
All these countries are major producers of maize and/or oilseed
rape.
Analyses of farmers’ responses show that there is high potential
adoption of HT oilseed rape and HT maize, as well as Bt/HT maize
(table 2). On average, forty-one percent
of the farmers surveyed in the six countries are prepared to plant
these GM crops. This figure nevertheless depends to a large extent
on the coexistence measures put in place by EU member states.
An analysis of the sensitivity of farmers to the imposition of
coexistence measures was carried out by asking them to classify
comprehensive list of technical and non-technical factors according
to their impact on farmers’ willingness to adopt. Measures strongly
affecting potential adoption of GM crops are the obligation to pay
compensation to nearby farms in case of unintended admixture, a GMO
tax or the introduction of an insurance scheme to cover
dissemination risks. These can be considered as non-technical
measures which have been so far ignored by stakeholders and
scientists. In addition, if mandatory separation distances for GM
crops were excessive, then many farmers would not adopt GM
crops.
Table 2 Potential adoption of GM crops by EU farmers:
results of an ad hoc survey conducted in 6 countries covering 41
regions/provinces in 2007.
|
Trait/Crop
|
Country
|
Total number of valid responses
|
(1) Likely+very-likely %
|
(2) Unlikely + Very-unlikely %
|
Ratio (1)/(2)
|
|
HT rapeseed
|
Germany
|
208
|
53.4
|
31.8
|
1.7
|
|
United Kingdom
|
200
|
44.0
|
25.4
|
1.7
|
|
Czech Republic
|
196
|
43.9
|
28.1
|
1.6
|
|
HT maize
|
Spain
|
103
|
36.5
|
38.4
|
0.9
|
|
France
|
101
|
37.6
|
33.6
|
1.1
|
|
Hungary
|
100
|
38.0
|
38.0
|
1.0
|
|
Bt/HT maize
|
Spain
|
100
|
48.3
|
35.0
|
1.4
|
|
France
|
101
|
46.5
|
28.7
|
1.6
|
|
Hungary
|
99
|
25.3
|
57.5
|
0.4
|
|
Total average
|
1208
|
41.5
|
35.2
|
1.2
|
A framework for designing multi-attribute decision-support
systems has been proposed
GM crops have become an option in modern agriculture but they also
raise concerns about their ecological and economic impacts.
Decisions about GM crops are complex and call for decision support.
SIGMEA has been examining decision tools which would help
stakeholders and decision-makers to better understand the
implications of growing GM crops.
A first model, the so-called “Grignon” model, is a qualitative
multi-attribute model for the assessment of ecological and economic
impacts at a farm level of GM and non-GM maize crops which was
developed together with the EU ECOGEN research project [10]. The
model is applied for one agricultural season. This is an ex-ante
model developed according to multi-attribute decision tree
methodology. In this model, cropping systems are defined by four
groups of features: (1) crop sub-type, (2) regional and farm-level
context, (3) crop protection and crop management strategies, and
(4) expected characteristics of the harvest. The impact assessment
of cropping systems is based on four groups of ecological and two
groups of economic indicators: biodiversity, soil biodiversity,
water quality, greenhouse gasses, variable costs and production
value. The evaluation of cropping systems is governed by
expert-defined rules.
The “Grignon” model has been used to assess hypothetical and
real maize-based cropping systems. For each system, we are able to
obtain a qualitative overall assessment together with its
“profile”, i.e., its performances for the main economic and
ecological attributes. Moreover, one can “drill-down” into lower
levels of the model to identify the most sensitive components.
It represents a practical means encapsulating a complex system
as it integrates findings of different specific disciplines, such
as agronomy, biology, ecology and economics (although it cannot
capture specific details of any of these disciplines), and provides
a general overview to the assessment of cropping systems which can
then easily support discussion among experts and stakeholders.
The issue of coexistence was also considered: is it possible,
under which conditions and to which extent, to grow both GM and
non-GM (conventional) crops simultaneously or in close proximity
and ensure that non-GM crops would meet a targeted threshold of
adventitious presence? As stated above, the answer can be extremely
complex as coexistence involves many variable factors, which are
difficult to assess, predict and control such as pollen flow,
volunteers, feral plants, mixing during harvesting, transport,
storage and processing, human error, and accidents. The
LandFlow-Gene platform has been designed to assess gene flow at the
agricultural landscape level. At present, LandFlow-Gene cannot be
used on a real-time basis by end-users as quite a lot of data
describing landscapes, climate and practices are required. To allow
farmers to carry out a preliminary in-field diagnosis, SIGMEA
developed a decision-support tool called SMAC Advisor, which is
aimed at providing advice to farmers and other decision-makers
(advisors, administrative workers, policy makers) who want to
assess the achievable level of maize coexistence on a given field
and in a given agricultural environment [11]. The assessment is
based on a qualitative multi-attribute decision-support model,
which was constructed from two sources: (1) MAPOD®
gene-flow simulations under constrated situations and (2)
expert-provided rules.
SMAC Advisor formulates the decision problem as follows:
Suppose a farmer wants to start growing GM maize on field F. In
the neighbourhood, there are some other fields, E1,
E2, …, En, on which this or other farmers
grow (or want to grow) non-GM maize. Then, the question is: to what
extent will the plants grown on F genetically interfere with the
plants on E’s? Will this interference be small enough to allow
coexistence?
The “interference” between plants is expressed and measured in
terms of adventitious presence (AP). AP refers to the unintentional
and incidental commingling of trace amounts of one type of seed,
grain or food product with another. EU regulations have introduced
a 0.9 % labelling threshold for the AP of GM material in non-GM
products (Regulation 2003/1830/EC). Thus, in order to approve the
coexistence between GM and non-GM crops, we usually require that
the achieved AP is 0.9 % or less. Now, some supply chains may
require lower levels of AP (e.g., organic farming). In SMAC
Advisor, the target threshold is a user-defined parameter.
SMAC Advisor requires basic information from the user about the:
(1) emitting field F, (2) neighbouring fields E1,
E2, …, En, (3) relation between F and each
Ei in terms of distance, relative size, prevalent wind
direction, etc., (4) type and characteristics of used seeds, (5)
environmental characteristics (e.g., background GM pollen
pressure), and (6) use of machinery (e.g., sharing with other
farmers). All these elements can easily be provided by the end-user
(e.g., farmers) through a user-friendly interface (figure 4).
On this basis and through a multi-attribute decision tree (figure 5), SMAC
Advisor determines the achievable AP, that is, the expected level
of GM impurities in harvests of the neighbouring fields, and
compares it with the required target AP, which is provided by the
user. SMAC Advisor completes the analysis giving one of the
following “colour-coded” recommendations: (1) “Green”: GM farming
allowed or possible, (2) “Red”: GM farming disallowed, (3)
“Yellow”: coexistence is possibly achievable but further risk
assessment is needed, and (4) “Orange”: the target AP is currently
not achievable, continue assessing additional coexistence
measures.
On-site novel methods for GMO detection have been designed
A pre-harvest method to estimate the GM content of conventional
maize fields, employing a duplex RT-PCR detection and
quantification assay for MON810 for use on the Cepheid
SmartCyclerII on-site instrument as a model, was developed and
validated through an international ring-trial. Assay performance
met minimum requirements as considered by the European network of
GMO Laboratories (ENGL). Complimentary to this, two field-level
sampling procedures have been further investigated with suggestions
for practical implementation [12]. Together, both elements (method
and sampling procedure) constitute the basis for a strategic
’prototype’ on-site decision tool for assessing GM adventitious
presence pre-harvest. In addition, a protein based strip-test,
based on a commercial kit, was also validated in-house for use in a
semi-quantitative capacity against maize, and in support of the
RT-PCR method.
In addition, an in-house validated qualitative strip-test for
Round-up Ready oilseed rape, originally commercialised for use with
soybean, was shown to function adequately.
As it was considered more appropriate to make such method
information available in a more established and purpose built
database for public access, the GMOs Method Database hosted by the
Joint Research Centre’s Institute for Health and Consumer
Protection (IHCP), Ispra, Italy
(http://biotech.jrc.it/home/ict/methodsdatabase.htm#Database) has
been selected to host these details. For copyright reasons, this
will be finalised once the methods have been published in a
peer-reviewed format.
With respect to the maize field-level sampling schemes, as part
of the delivery of the prototype pre-harvest predictive tool, a
number of important conclusions from both studies towards accurate
estimation of field-level GM presence highlight the necessity to
sample kernels from cobs on many plants, and not from single
plants. In this way, the probability distribution of
cross-pollination is better sampled. Therefore it is better to
sample a few kernels from many cobs, rather than many kernels from
a few cobs, although the former is more problematic in practice –
it would be less prone to plant-to-plant variation and sampling
error. In addition, further investigation of optimal in-field
sampling schemes should be performed to take into account the
intra-field distribution of cross-pollination (boundaries have a
higher cross-pollination level).
Monitoring issues for EU were discussed and recommendations
have been made
A coherent structure for GMO monitoring in Europe is still under
development. This refers not only to the central level of European
institutions but refers also to member state and to the regional
regulatory levels. In many member states, biodiversity assessments
are not implemented in ways that provide results relevant to GMOs.
Standard environmental and agricultural monitoring are not always
appropriate for capturing the relevant effects and associating them
with GMOs. Methods require further development which is is still
“in progress”. One reason for slower implementation may be the
regulatory statement that the notifiers are held responsible for
this task in financial terms. Notifiers have to cover the relevant
expenses either by executing the required tasks or compensating for
required activities by the authorities. It seems questionable
whether this is appropriate for GMO monitoring as environmental
monitoring is also a sovereign responsibility.
The molecular analytical effort of the Central Reference
Laboratory together with the European Network of GMO Laboratories
ENGL are primarily focused on GMOs. These are the most
comprehensive structures established for GMO assessment and are
largely institutionalised by the EU as a precondition for efficient
regulation. This is reasonable to fulfil sovereign tasks of
identifying approved and unapproved GMO presence in a range of
imported and manufactured products. A similar network is
required for the assessment of anticipated and unanticipated
long-term and combinatory effects of GMOs. The necessity of
sovereign engagement becomes also apparent in the context of data
collection and synthesis requirements. Evaluating completeness,
consistency and quality standards of measurements and drawing
conclusions have to be done at an administrative level. Therefore,
it appears useful that the European Union as well as the member
states expand their initiatives in this field – to provide basic
data, model-supported synthesis capacities and decision making. To
develop such regulatory steps competent authorities will need to be
well informed on the scientific rationales for monitoring and
prepared to integrate monitoring activities both nationally and
internationally.
As a background material for discussion, potential topics for
monitoring were systematically assessed. As an overarching
criterion for systematization, the hierarchical structure of
biological organization was used. Potential monitoring targets on
the level of molecular interactions, the level of individual
organisms, populations, ecosystems and landscapes were discussed.
Methodological approaches suitable for these levels of biological
organization were compiled [13]. This gives an overview how to
assess undesirable effects as soon as they might arise. Monitoring
of genetically modified organisms was thus characterized as a task
that requires competence in various fields of scientific expertise
going well beyond a specific discipline (like e.g. molecular
detection only). Furthermore, an overview of institutions and
relevant authorities on the EU and member state level was compiled
and is available.
The current regulatory regimes of EU and member states,
liability and redress issues have been analyzed and recommendations
have been made
According to the research carried out on liability and redress
issues and analysis of scenarios, the following conclusions are
drawn for the regulatory regime in the EU.
Do GMOs pose novel problems for the law?
There are no novel problems posed at the present time by GMOs for
the questions of liability and redress. The sorts of harms, the
causation issues and contributory issues can be seen in a number of
analogous risk activities (e.g., asbestos injuries, smoking related
illness, drug regulation, product liability, and food production).
These analogous situations have been met by different legal
solutions both at the national, regional and international level.
However, it could be that long-term difficulties emerge that are
not foreseen at the present time.
Are there any problems which make particular established legal
tools unsuitable as options for the GMO problems?
There is a range of established legal tools available to regulate
GMOs. Civil regimes, insurance-based regimes, and
compensation-based state regimes were all studied and none shows
any particular technical problems. There is, of course, the
question for the insurance model of whether a market can be
established to make this a viable regime.
Is there any particular regime that suggests itself as
appropriate to the GMO issue?
There is no particular regime that stands out as appropriate for
use in the GMO issue. However, this is not because all the models
are equally appropriate and attractive. Rather it is because of a
number of significant external factors which were considered in
drawing conclusions for this report.
Recommendations
– The first and only concrete recommendation that can be made
is that the trans-border issues relating to GMOs make the
desirability of an EU-wide single legal regime very strong. This
would eliminate costly conflict of laws problems between member
states. This would, however, require a degree of agreement over the
desirability of GMOs in the Union, which on current form is
unlikely.
– Whereas a regime could be entirely no-fault based, there
could be arguments for the application of the “polluter pays”
principle where this would be seen to act as a deterrence against
deliberate harmful actions, recklessness, negligence and
carelessness. It could also raise the industry standards. However,
the polluter may not be able to pay, requiring a mandatory
insurance (with enforcement). This in turn depends upon the
viability of a market for insurance (i.e. a financial return for
the insurance industry). The question of deterrence may be better
served through criminal sanctions and a blanket, no-fault
compensation scheme.
– The question of responsibility clearly needs resolution
before the choice of regulatory regime can be set. It would seem
logical that those who encourage the development of the technology,
be it state or consumer, actively or passively, bear levels of
responsibility for the consequences of those choices. This requires
consideration in relation to the farmer and producer as agent of
the state and consumer (with the analogous issues of liability
where the individuals outside the terms of the agency – e.g. in
this case, where the farmer acts deliberately or recklessly).
– There is the over-riding question of who actually pays.
There is the question of how far that liability (fines, etc.) are
passed down the chain to the last individual (consumer) who cannot
pass on costs. There is no guarantee that the added costs of a
system requiring the investigation of proof and blame will be more
efficient than a compensation scheme.
– Equally, there is the question in a taxation system of
why someone who does not want to participate in the new technology
must pay for the liability and redress issues caused by such a
technology.
– So the overall choices of regulatory regime concern the
causation, foreseeability, responsibility, and participation. These
must be considered in relation to the cost and practicality of the
scheme. The great number of harmful, risky activities in modern
society produce a vast range of analogous situations which provide
evidence that any legal model could be applied.
– There is also a broader question of why GMO is taken in
isolation and treated as a special case. Indeed, there are also
harms and issues concerning liability and redress in non-GMO
agriculture, organic and non-organic. There is a strong argument
for taking into consideration non-specific issues within the
broader agricultural questions.
Recommendations for the decision-making processes relating to
the market release of GM crops under progress can be derived from
SIGMEA outcomes
Although gene flow is a common phenomenon for crop species, its
implications for Genetically Modified Plants have raised new
concerns. Undesirable effects related to gene flow may result in
ecological or agronomic considerations (persistence of resistant
volunteers, creation of new weeds, multiple resistances) as well as
commercial considerations (unintended presence of GMOs in
conventional crop production affecting its competitiveness in the
marketplace). The coexistence between different types of crops is
an important issue and has to be addressed once GM crops are
approved in the EU. The European Union has issued guidelines
designed to allow for the coexistence of various kinds of
agriculture in support of its policy that “farmers should be able
to cultivate freely the agricultural crops they choose, be it GM,
conventional or organic” (Recommendation 2003/556/EC). New GMO
regulations have been introduced as a basis for Member states to
develop appropriate coexistence and traceability measures for
delivery of food and feedstuffs complying with the labelling
threshold.
SIGMEA has produced a practical toolbox for addressing GM
impacts in agriculture:
- – A unique database including more than 100 data sets on
gene flow and ecological impacts which may inform decision-makers
on factors driving gene flow at the landscape level and on the
variability of such processes across Europe, help regulators to set
up coexistence measures at national levels as well as help
scientists to identify further research priorities in that
area.
- – LandSFACTS is a user-friendly windows-based software
to simulate crop allocation to fields by integrating typical crop
rotations and crop spatio-temporal arrangements within agricultural
landscapes and could be used for a practical implementation of
coexistence measures.
- – The generic gene flow platform LandFlow-Gene,
including validated rapeseed and maize modules and interfaced with
the landscape generator LandSFACTS and GIS softwares, is now
available as a prototype. It has been used to support regional case
studies analysis and to set up scenarios for coexistence. This
platform could be extended to other crops to provide a general
framework for informing coexistence in all cropping systems of
Europe.
- – A user-friendly decision-support system (SMAC-Advisor)
to assess maize coexistence feasibility at the field level was
designed.
- – Structural and organisational factors affecting
coexistence in practice have been identified and strategies for
managing coexistence at the regional level have been proposed;
- – A comprehensive overview of monitoring and legal
issues has been provided but, due to the delay in implementing
regulations in most member states and the low development of
commercial GM cropping in Europe, only general recommendations have
been made.
Altogether, these tools and outcomes can be combined to assess
coexistence at various spatial scales (field, farm or region) and
various decision-making levels (farmers, elevators, member states,
EU). Depending on the decision problem and the amount of
information available, various SIGMEA tools can be used.
SIGMEA findings make it possible to address issues such as “what
will happen, in terms of gene flow, if a particular GM organism is
introduced into a particular European region?” and “how can crops
be deployed at the landscape level so as to maintain the
adventitious presence of GMOs in conventional crops within the
legal thresholds, or any specific market-driven requirements?”.
The outcome of both field and modelling studies carried out in
SIGMEA is that best practices for coexistence are highly variable
and depend on local characteristics, crop practices, environments
as well as farmer strategies and preferences, and that the
feasibility of coexistence directly depends on the targeted
threshold.
Based on regional case studies findings, contrasting global
coexistence scenarios may be defined by considering different
regulation approaches:
- – A “bottom-up” approach, which would let the private
actors (collectors, farmers) free to choose the best way to achieve
coexistence guidelines and to meet regulatory or market-based
threshold requirements;
- – A “top-down” approach, based on the strong
intervention of public authorities with the implementation of
compulsory uniform measures (e.g., isolation distances);
- – A “third way” approach, which provides a focused
response of authorities to lift some constraints on private
actors.
It has been stressed that a coexistence regime based on “uniform
isolation distances”, as implemented so far in several member
states, is not optimal, not proportional and may lead to
unnecessary additional costs or render coexistence impossible in
practice.
SIGMEA thus recommends that coexistence measures should be as
flexible as possible and depend on local climatic, agronomic and
environmental factors. This approach would lead to more
cost-efficient measures. However, the current regulatory framework
to support such an approach is still to be developed.
SIGMEA has developed tools to support the definition and
implementation of flexible measures. Predictive gene flow models
are now available (currently only for maize and oilseed rape but
easily extendable to other crops). These can help decision-makers
assess the feasibility of coexistence at the field, farm and silo
level for the various targeted thresholds under various
environmental and agronomic conditions. In addition, simple
decision-support tools, like SMAC Advisor can be used by farmers or
advisors who would like to quickly assess coexistence feasibility
using limited amounts of information at a local field level.
SIGMEA is providing the scientific community as well as
decision-makers with adequate information about gene flow and its
implications in terms of coexistence
To date, SIGMEA partners have published more than 100 refereed
papers on issues associated with gene flow, coexistence and gene
detection and further papers are being submitted for publication.
In addition, SIGMEA contributed to book chapters on GMO issues,
European and National government reports and public debates.
SIGMEA was very directly involved in the organization of the
conferences on coexistence (GMCC05 in Montpellier, GMCC07 in
Seville and GMCC09 in Melbourne, see
http://www.coexistence-conference.org). At GMCC07 there were 17
oral presentations by SIGMEA partners including papers summarising
scientific knowledge on gene flow in maize, oilseed rape and sugar
beet from the SIGMEA data sets and other papers reporting findings
from SIGMEA studies. There were also 24 poster presentations.
13 PhD theses and 5 Masters were submitted during the period of
the project. SIGMEA partners were also involved in events related
to communication to extension services and farmers as well as in
public debates, press articles, radio/TV interviews.
Acknowledgements
Original maps were provided by AUP (Agence Unique de
Paiement/French Payment Agency CAP Support).
References
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Rodriguez-Cerezo E. Scenarios for coexistence of genetically
modified, conventional and organic crops in European agriculture.
Technical Report Series of the Joint Research Center of the
European Commission, 2002, 145 p.
http://www.jrc.es/projects/co_existence/Docs/coexreportipts.pdf.
7 Messéan A, Angevin F, Gómez-Barbero M, Menrad K,
Rodríguez-Cerezo E. New case studies on the coexistence of GM and
non-GM crops in European agriculture, Technical Report Series of
the Joint Research Center of the European Commission, EUR 22102 En,
2006, 112 p. http://www.jrc.es/home/pages/eur22102enfinal.pdf.
8 Demont M, Daems W, Dillen K, Mathijs E,
Sausse C, Tollens E. Regulating coexistence in Europe:
beware of the domino-effect! Ecological Economics 2008 ;
64 : 683-9.
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the performance of the first EU GM crop. Nature Biotechnology 2008;
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Angevin F, Griffiths B, Krogh PH, Žnidaršič M,
Džeroski S. A Qualitative Multi-Attribute Model for Economic
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11 Bohanec M, Messéan A, Angevin F. Žnidaršič, 2007. SMAC
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12 Allnutt TR, Dwyer M, McMillan J, Henry C,
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3232-7.
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12 Monitoring costs of non-GM fields might
increase but would be supported by a larger GM acreage.1 Commission recommendation of 23 July 2003
(http://ec.europa.eu/agriculture/publi/reports/coexistence2/guide_en.pdf)2 Commission recommendation of 23 July 2003
(http://ec.europa.eu/agriculture/publi/reports/coexistence2/guide_en.pdf)3 Monitoring programme of Bt maize in Spain:
Farinos et al. Diversity and seasonal phenology of aboveground
arthropods in conventional and transgenic maize crops in Central
Spain. Biological Control 2008; 44: 362-3714 Farm Scale Evaluation: Firbank et al. An
introduction to the Farm Scale evaluations of genetically modified
herbicide-tolerant crops. J App Ecol 2003 ; 40: 2-16.5 FP5 project ECOGEN (www.ecogen.dk/reports) - PH
Krogh & B. Griffiths, 2007. ECOGEN: soil ecological and
economic evaluation of Genetically Modified Crops. Pedobiologia
2007; 51: 171-3.9 Large sizes of BZ or DZ
have been considered as they would drastically reduce
cross-pollination and thus might avoid monitoring measures on the
non-GM field or on the truck delivering the non-GM commodity to the
elevator.6 The three first software
products include MAPOD® and/or GeneSys© for rapeseed. Access to
MAPOD® and GeneSys for research applications is governed
by a license agreement under the European agency for programme
protection (http://app.legalis.net/) granted to INRA in 2003 and
renewed in 2005 (GeneSys) and in 2006 (MAPOD®). This
helps to protect INRA in the case of liability issues. Members of
the SIGMEA consortium have access to these models if they sign a
licence agreement. To date, the use is restricted to research
purposes. The two last programmes were specifically produced by
SIGMEA partners. Members of the consortium have free access but
distribution outside of the SIGMEA consortium requires agreement
from INRA to ensure traceability of uses.10 These hypotheses do not alter general conclusions
but prevent us from providing quantitative estimation.7 The word “pre-scenario” is used because the
pre-scenarios only cover a component of the overall picture and
should then be integrated into overall management scenarios taking
into consideration other factors than those affecting farm
coexistence (see below).11 The
domino-effect is a dynamic spill-over effect of farmer decisions
induced by enforcing wide isolation distances on potential GM crop
adopters. It consists in the iterative process of farmers switching
their planting intentions from “GM” to “IP” crops to comply with
isolation distances and hereby restricting planting options of
neighbouring farmers.8 See for example [6,
7].
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